ICSI Due Diligence and Corporate Compliance Management Question Paper
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should be the contents of the internal audit report
8 marks As a Practising Company Secretary, you have been assigned to work out preliminary b considerations for setting-up a joint venture. State the preliminary considerations to be taken care of in this regard.
A depository participant is required to enter into two important agreements in the course of trading in dematerialised securities. Explain.
4 marks 6 .
Anmol Milk Products Ltd. is planning to expand its operation by financing Rs.75 a crore through a term loan from the IDBI Bank Ltd. The company has applied for a term loan and the assets of the company will be mortgaged to the lending bank as security. The bank has approached you, being a Practising Company Secretary, to furnish a certificate in respect of necessary powers of the company and its directors to enter into an agreement. State the general points to be kept in mind for furnishing such a certificate.
6 marks Enumerate the points to be checked by a Secretarial Auditor in respect of the Air b Prevention and Control of Pollution Act, 1981.
Describe the role of a Company Secretary in Practice in securities management and compliances under the SEBI Act, 1992 and its regulations.
4 marks 7 .
Write short notes on any two of the following a Takeover defences i i Appraisal of register of members debentureholders i